State Securities Commission of Vietnam’s Official Correspondence replying to document for licensing FPT Securities Joint Stock Company’s foundation and operation

15/05/2007

The Corporation for Financing and Promoting Technology

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The Socialist Republic of Vietnam

Independence – Freedom - Happiness

Number: 1129 / FPT-FAF

Regarding: Providing prompt information

               Hanoi , 15 May 2007

Honorably addressed to : - Ho Chi Minh City Securities Trading Center

- Postal Management Department

  1. Posting Organization: Corporation for Financing and Promoting Technology 
  2. Transactional Name: FPT Corporation
  3. Posting Security Code: FPT
  4. Content: State Securities Commission of Vietnam’s Official Correspondence replying to document for licensing FPT Securities Joint Stock Company’s foundation and operation (Correspondence No. 198/UBCK-QLKD)

Content: State Securities Commission of Vietnam’s Official Correspondence replying to documents for licensing FPT Securities Joint Stock Company’s foundation and operation (Correspondence No. 198/UBCK-QLKD)

Aim: Announcing Official Correspondence replying to documents for licensing FPT Securities Joint Stock Company’s foundation and operation (Correspondence No. 198/UBCK-QLKD)

Detailed Content:

Based on the regulations of the Securities Law, Decree No. 14/2007/ND-CP dated 19 January 2007 on the implementation of several articles of the Securities Law, the State Securities Commission of Vietnam adopted in-principle the license for the FPT Securities Joint Stock Company’s foundation and its founding shareholders’ operations as follows:

- Licensed professional activities: Securities Investment and Consultancy, Stock Broking and Privately Owning Securities.

- Legal Capital: VND200 billion

We commit to taking responsibility before the Law for the information stated herein.

Deputy Director

(Signed)

LE QUANG TIEN